UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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1
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Names of Reporting Person.
City National Rochdale, LLC
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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3
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SEC Use Only
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4
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Source of Funds (See Instructions):
OO
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5
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e):
[ ]
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6
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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7 Sole Voting Power
5,943,397.43
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8 Shared Voting Power
0
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9 Sole Dispositive Power
5,999,652.27
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10 Shared Dispositive Power
0
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
6,005,436.08
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12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ]
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13
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Percent of Class Represented by Amount in Row (11)
99.8%
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14
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Type of Reporting Person (See Instructions)
IA
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Transaction
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Date
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No. Shares
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Price Per Share
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Secondary purchase by shareholders
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10/10/2019
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7,797.27
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$9.78
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Purchase from Fund
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10/29/2019
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459,161.29
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$9.66
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Secondary purchase by shareholders
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11/06/2019
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4,481.01
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$9.66
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Secondary purchase by shareholders
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11/12/2019
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10,625.30
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$9.68
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Purchase from Fund
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11/18/2019
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205,338.81
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$9.74
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Purchase from Fund
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11/26/2019
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644,986.66
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$9.80
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Secondary purchase by shareholders
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11/27/2019
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7,438.55
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$9.80
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Secondary sale by shareholders
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11/27/2019
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7,438.55
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$9.80
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Purchase from Fund
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12/19/2019
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2,265.82
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$9.98
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